Corporate Stock Transfer Team Members
In the often-impersonal transaction environment, CST aims to buck the impersonal nature of the process and approach its business, clients, employees, and vendors with respect, consideration, forthright, integrity, and appreciation. We do not believe that it is a coincidence that CST has enjoyed an exceptionally high level of commitment and loyalty from both our clients and our employees, many of whom date back to our inception. Our relationships with our clients are very personal and highly valued. Our professionals know our clients, and we strive to ensure that our clients know our professionals. We do not shuffle our clients between departments, but rather work individually, or as a team, to accommodate our clients' needs and requests. We view this approach as delivering personal service to our clients, but frankly it also ensures fast turnaround and cost efficiency.
We look forward to our interactions with your company and shareholders and will strive to serve your needs in the most professional, conscientious, and courteous manner.
Following are brief introductions of some of the professionals who will be serving your needs at CST.
Personal and Professional Service
Carylyn K. Bell
President
Carylyn Bell founded Corporate Stock Transfer, Inc. in 1985 with the commitment to provide the securities industry and her clients with exceptional, personalized service, at cost effective rates. Ms. Bell, a hands-on president, personally works with all client companies, their attorneys and underwriters to assist them in all aspects of shareholder needs relative to the duties of a transfer agent. Ms. Bell also personally manages all of CST's activities associated with initial public offerings, secondary public offerings, escrow accounts and paying agent transactions which require careful review due to strict regulatory rules and procedures.
Shari Humpherys
Secretary/Manager of Operations Department
Member of CST team since 1987
Ms. Humpherys, a New York native, brings more than 30 years experience in the financial industry, including an extensive securities background in a wide range of areas from account maintenance to regulatory control. Ms. Humpherys interfaces with brokerage firms, depository and clearing agencies, and the Securities and Exchange Commission. Her transfer department responsibilities include transfer processing, lost certificate replacement, warrant exercise, balancing corporate client security positions, new offerings, and customer service.
Daniel Bell
Executive Vice President
Member of CST team since 2006
Joining CST in 2006, Mr. Bell graduated from Southern Methodist University in 2005 with a degree in International Studies. Returning to Denver, he joined the Corporate Stock Transfer team and is currently responsible for additional issuances and corporate actions. This includes all company stock issuance requests, company name changes, stock splits, mergers, and new companies joining the CST team.
Laurie Perreten
Transfer Department
Member of CST team since 1997
During her 25 years in the securities business, Ms. Perreten has been involved in audits, transfers, dividends, and stock receivables. While at Corporate Stock Transfer, Inc., Ms. Perreten's responsibilities have focused on the management of transactions with Depository Trust and warrant exercises. Ms. Perreten also specializes in rapid turnaround in situations where time is of the essence.
Diane Fenner
Transfer Department
Member of CST team since 1992
Ms. Fenner has worked in the securities industry since 1978. Her background includes extensive experience in all aspects of brokerage operational procedures. Her current duties entail transfer processing, warrant exercise, as well as customer and broker dealer service. Ms. Fenner assists broker/dealers in understanding the proper transfer requirements with the aim of maximizing the efficiency of transactions.
Rhonda Singleton
Proxy Department Manager
Member of CST team since 1999
Joining CST in 1999, Ms. Singleton has been involved in the Securities, Transfer Agent, and Investor Relations Industry since 1992. She brings extensive knowledge in procedures and coordination of the Annual & Special Meeting process. Working solely in the Proxy Department, Ms. Singleton is responsible for coordination of CST clients' Meeting and Mailing needs. Her position entails assistance in setting meeting dates, initiating broker searches, mailing proxies and tabulation.
Karen Naughton
Client Services/144 Transfer Department
Member of CST team since 2004
Ms. Naughton has been involved in the securities industry in an administrative capacity for over 13 years before joining CST. Ms. Naughton manages the Restricted Department and her duties include processing legend removals, restricted stock transfers, restricted stock inquiries and is responsible for maintaining all Registration Statements.
"I've been an officer/director in numerous public companies over the last 20 years and have learned that a quality transfer agent is imperative. When you deal with Corporate Stock Transfer, you'll find them to be very accessible, strict attention to details and a quality staff that knows their clients."
- Earnest Mathis
“We are a DRS agent with the DTC & participate in the "Fast" program.”