Depository Services

CST is experienced and efficient in provided multiple depository services to our clients. The following are the services that CST is excited to offer our clients:

Exchange Agent

  • Provide exchange agent services for any type of reorganization such as name changes, stock splits, mergers, acquisitions, etc.
  • Prepare and mail a letter of transmittal to each shareholder providing a description of the exchange and requesting that old certificates be sent in for new ones.
  • Payout of fractional shares

Private Placements

  • Transfer Agent and registrar services provided for private companies
  • Issuance of private placement shares
  • Maintenance of shareholder records
  • Shareholder list, mailing labels, and transfer journals
  • Restricted legends placed on issued shares

Interest Paying Agent

  • Interest payments by check or wire
  • Calculation of interest payment
  • Issue 1099's to recipients of interest income

Escrow Agent

  • Funds escrow on best efforts offerings, private placements, etc.
  • Escrow of shares
  • Daily or weekly accounting of escrow balances
  • Disbursement of funds or shares upon requirements or termination of escrow

Tender Agent

  • Send notices of letter of transmittal to shareholders for the tender of shares
  • Payout of fund in exchange for shares
  • Detailed accounting of tendered shares
  • Cancellation of shares tendered
  • Issuance of funds for fractional shares
  • Issue 1099's

Please contact Carylyn Bell at (303) 282-4800 for additional information.